Regulating (from) the inside : the legal framework for internal control in banks and financial institutions /
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Main Authors: | |
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Published: |
Hart Publishing,
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Publisher Address: | Oxford, United Kingdom : |
Publication Dates: | [2015] |
Literature type: | Book |
Language: | English |
Subjects: | |
Carrier Form: | xix, 335 pages ; 24 cm |
Bibliography: | Includes bibliographical references (pages 300-324) and index. |
ISBN: |
9781849465250 (hardback) : 1849465258 (hardback) |
Index Number: | K1066 |
CLC: | D912.281 |
Call Number: | D912.281/C543-1 |
Contents: |
The role of internal control in the meta-regulation of financial institutions -- The role of compliance -- The role of risk management -- The role of internal audit -- The contextual frameworks of corporate governance and organisational culture -- Regulating aspects of corporate governance and organisational culture as a broader framework for internal control -- Incentive-based approaches to improve internal control efficacy : enforcement and whistleblowing -- The need for enhanced professionalism for internal control functions -- |