Regulating (from) the inside : the legal framework for internal control in banks and financial institutions /

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Bibliographic Details
Main Authors: Chiu, Iris H.-Y
Published: Hart Publishing,
Publisher Address: Oxford, United Kingdom :
Publication Dates: [2015]
Literature type: Book
Language: English
Subjects:
Carrier Form: xix, 335 pages ; 24 cm
Bibliography: Includes bibliographical references (pages 300-324) and index.
ISBN: 9781849465250 (hardback) :
1849465258 (hardback)
Index Number: K1066
CLC: D912.281
Call Number: D912.281/C543-1
Contents: The role of internal control in the meta-regulation of financial institutions --
The role of compliance --
The role of risk management --
The role of internal audit --
The contextual frameworks of corporate governance and organisational culture --
Regulating aspects of corporate governance and organisational culture as a broader framework for internal control --
Incentive-based approaches to improve internal control efficacy : enforcement and whistleblowing --
The need for enhanced professionalism for internal control functions --