Screen LibraryUnderstanding securities law /
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| Main Authors: | |
|---|---|
| Published: |
LexisNexis,
|
| Publisher Address: | New Providence, NJ : |
| Publication Dates: | [2009] |
| Literature type: | Book |
| Language: | English |
| Edition: | Fifth edition. |
| Series: |
Understanding series
|
| Subjects: | |
| Carrier Form: | xxiii, 502, 10, 9, 6 pages ; 24 cm. |
| Bibliography: | Includes bibliographical references and index. |
| ISBN: |
9781422473498 142247349X |
| Index Number: | KF1440 |
| CLC: | D971.222.8 |
| Call Number: | D971.222.8/S819/5th ed. |
| Contents: | Introduction -- Definition of a "security" -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality and Sarbanes-Oxley -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement. |