Screen LibrarySecurities regulation：examples and explanations
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| Main Authors: | |
|---|---|
| Published: |
Aspen Publishers,
|
| Publisher Address: | New York |
| Publication Dates: | c2005. |
| Literature type: | Book |
| Language: | English |
| Edition: | 3rd ed. |
| Series: |
The examples & explanations series |
| Subjects: | |
| Carrier Form: | xxiv, 520 p.: ; 26 cm. |
| ISBN: |
0735551006 (alk. paper) 9780735551008 (alk. paper) |
| Index Number: | D971 |
| CLC: |
D971.222.8 F837.125 |
| Call Number: | F837.125/P179/3rd.ed. |
| Contents: |
Includes index. Introduction to securities markets and regulation -- Definition of security -- Materiality -- Registration of securities offerings -- Exemptions from Securities Act registration -- Securities Act Liability -- Secondary and other postoffering distributions -- Securities Exchange Act of 1934 -- Rule 10b-5 -- Insider trading -- Regulation of securities industry -- Public enforcement -- U.S. regulation of cross-border securities transactions. |