Securities regulation:examples and explanations
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Main Authors: | |
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Published: |
Aspen Publishers,
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Publisher Address: | New York |
Publication Dates: | c2005. |
Literature type: | Book |
Language: | English |
Edition: | 3rd ed. |
Series: |
The examples & explanations series |
Subjects: | |
Carrier Form: | xxiv, 520 p.: ; 26 cm. |
ISBN: |
0735551006 (alk. paper) 9780735551008 (alk. paper) |
Index Number: | D971 |
CLC: |
D971.222.8 F837.125 |
Call Number: | F837.125/P179/3rd.ed. |
Contents: |
Includes index. Introduction to securities markets and regulation -- Definition of security -- Materiality -- Registration of securities offerings -- Exemptions from Securities Act registration -- Securities Act Liability -- Secondary and other postoffering distributions -- Securities Exchange Act of 1934 -- Rule 10b-5 -- Insider trading -- Regulation of securities industry -- Public enforcement -- U.S. regulation of cross-border securities transactions. |