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MiFID II and private law : enforcing EU conduct of business rules /

"In the wake of the global financial crisis, retail clients have filed numerous claims against banks and investment firms for breaches of conduct of business rules in the distribution of financial instruments. Significantly, MiFID II raises key issues on the interplay between conduct of busines...

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Bibliographic Details
Main Authors: Della Negra, Federico
Published: Hart Publishing,
Publisher Address: Oxford, UK :
Publication Dates: 2019.
Literature type: Book
Language: English
Series: Hart studies in commercial and financial law ; volume 2
Subjects:
European Parliament. > Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments
Financial institutions > Law and legislation > European Union countries
Actions and defenses > European Union countries
Actions and defenses
Financial institutions > Law and legislation
European Union countries
Summary: "In the wake of the global financial crisis, retail clients have filed numerous claims against banks and investment firms for breaches of conduct of business rules in the distribution of financial instruments. Significantly, MiFID II raises key issues on the interplay between conduct of business rules and national private law. Building on the case law of national courts, decisions of alternative dispute resolution mechanisms in Italy, Spain, France and the UK, and the most recent literature, this monograph shows how the new MiFID II conduct of business rules can influence the interpretation
Carrier Form: xlii, 243 pages ; 25 cm.
Bibliography: Includes bibliographical references (pages [223]-230) and index.
ISBN: 9781509925292 (hardcover) :
1509925295 (hardcover)
9781509925315 (ePub ebook)
1509925317 (ePub ebook)
9781509925308 (PDF ebook)
1509925309 (PDF ebook)
Index Number: KJE2245
CLC: D950.228
Call Number: D950.228/D357
Contents: The rise of EU investor protection regulation and the role of private law -- Regulatory design of MiFID II's conduct of business rules -- Civil law effects of ESMAs 'conduct of business handbook' -- Civil law effects of conduct of business rules in out-of-court proceedings -- Civil law effects of conduct of business rules before national courts -- The emergence of hybrid private law in retail financial markets : foundations and legitimacy -- Hybrid enforcement mechanisms: future perspectives -- General conclusions.

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