MiFID II and private law : enforcing EU conduct of business rules /
"In the wake of the global financial crisis, retail clients have filed numerous claims against banks and investment firms for breaches of conduct of business rules in the distribution of financial instruments. Significantly, MiFID II raises key issues on the interplay between conduct of busines...
Saved in:
Main Authors: | |
---|---|
Published: |
Hart Publishing,
|
Publisher Address: | Oxford, UK : |
Publication Dates: | 2019. |
Literature type: | Book |
Language: | English |
Series: |
Hart studies in commercial and financial law ;
volume 2 |
Subjects: | |
Summary: |
"In the wake of the global financial crisis, retail clients have filed numerous claims against banks and investment firms for breaches of conduct of business rules in the distribution of financial instruments. Significantly, MiFID II raises key issues on the interplay between conduct of business rules and national private law. Building on the case law of national courts, decisions of alternative dispute resolution mechanisms in Italy, Spain, France and the UK, and the most recent literature, this monograph shows how the new MiFID II conduct of business rules can influence the interpretation |
Carrier Form: | xlii, 243 pages ; 25 cm. |
Bibliography: | Includes bibliographical references (pages [223]-230) and index. |
ISBN: |
9781509925292 (hardcover) : 1509925295 (hardcover) 9781509925315 (ePub ebook) 1509925317 (ePub ebook) 9781509925308 (PDF ebook) 1509925309 (PDF ebook) |
Index Number: | KJE2245 |
CLC: | D950.228 |
Call Number: | D950.228/D357 |
Contents: | The rise of EU investor protection regulation and the role of private law -- Regulatory design of MiFID II's conduct of business rules -- Civil law effects of ESMAs 'conduct of business handbook' -- Civil law effects of conduct of business rules in out-of-court proceedings -- Civil law effects of conduct of business rules before national courts -- The emergence of hybrid private law in retail financial markets : foundations and legitimacy -- Hybrid enforcement mechanisms: future perspectives -- General conclusions. |